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16Dec2016

News : FCA Publishes Fourth Consultation paper on MiFID II Implementation

The Financial Conduct Authority (FCA) has published a fourth consultation paper (CP16/43) covering a range of issues including specialist conduct of business regimes, tied agents and SME growth markets. It also provides some guidance on transaction reporting, including trading venues’ use of Approved Reporting Mechanisms (ARMs), and proposing a transitional rule for fees relating to draft applications for authorisation in MiFID II. Responses are required by 17 February 2017, except for comments on fees which need to be in by 16 January 2017.  Read further details here.

  • 16 Dec, 2016
  • Quinapalus
  • 0 Comments
  • FCA, MiFID,

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