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Monitoring, insight, reaction...

28Mar2018

News : FCA makes statement on EU withdrawal following the March European Council

The FCA has welcomed the the agreement reached on the terms of an implementation period that will apply following the UK’s withdrawal from the European Union. The implementation period is intended to operate from 29 March 2019 until the end of December 2020, during which time European Union law would remain applicable in the United Kingdom,
  • 28 Mar, 2018
  • Quinapalus
  • 0 Comments
  • Brexit, EU, FCA,
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12Mar2018

News : FCA publishes discussion paper on transforming culture in financial services

The FCA has published a discussion paper on transforming culture in financial services which presents views from academics and industry thought leaders. The paper is intended to provide a basis for stimulating further debate on transforming culture in the sector. The FCA would like all those with an interest in financial services to consider the issues
  • 12 Mar, 2018
  • Quinapalus
  • 0 Comments
  • FCA,
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12Mar2018

Product Update : GRCS Asset Register

A new register has been added to the GRCS in which firms can record and maintain details of their tangible and intangible assets. With a similar format to the other registers it provides a single, standard facility that can be used and accessed across the whole organisation. The next phase of this feature will have
  • 12 Mar, 2018
  • Quinapalus
  • 0 Comments
  • Assets, GRCS, Registers,
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29Jan2018

Product Update : GRCS Risk Matrix Reports

A new set of reports has been added to the system to allow both summary and detailed reports to be driven directly off the Risk Matrix. Using the buttons above the matrix firms can either select: Summary Report : a brief description of the selected risks; or Detailed Report : a full description of the
  • 29 Jan, 2018
  • Quinapalus
  • 0 Comments
  • GRCS, Risk Matrix, Risks,
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20Dec2017

News : FCA issues statement on EU withdrawal

The FCA has issued a statement about the UK’s withdrawal from the EU covering the issues of ‘passporting’ and the possibility of HM Treasury legislating for a temporary permissions regime. Read further details here.
  • 20 Dec, 2017
  • Quinapalus
  • 0 Comments
  • Brexit, EU,
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14Dec2017

News : FCA publishes a package of proposals regarding SMCR

The FCA has published a package of proposals on how firms and individuals will move to the Senior Managers & Certification Regime – a regime that is intended to make individuals more accountable for their conduct and competence. Read further details here.
  • 14 Dec, 2017
  • Quinapalus
  • 0 Comments
  • FCA, Senior Managers and Certification Regime, SM&CR,
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13Nov2017

Product Update : GRCS ‘PEN’ Testing

As part of the standard monitoring of the product’s cyber security, the GRCS has now successfully completed its regular ‘Penetration Testing’ checks.  This was performed by the company Nettitude and took place between the 5th and 10th of November 2017.
  • 13 Nov, 2017
  • Quinapalus
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08Nov2017

News : FCA launches Wholesale Insurance Brokers Market Study

The FCA has launched a market study to assess how competition is working in the wholesale insurance broker sector. The FCA wants to ensure that the sector is working efficiently and in the best interests of its clients. Read further details here.
  • 8 Nov, 2017
  • Quinapalus
  • 0 Comments
  • Insurance,
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