Archive

23Nov2018

News : FCA publishes its second consultation paper CP18/36 about changes to the Handbook & Binding Technical Standards regarding Brexit

The FCA has published further proposals (Consultation Paper CP18/36) on how it proposes to amend its Handbook and the EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. A PDF of the Paper can be downloaded here : CP18/36. Read further details here.
  • 23 Nov, 2018
  • Quinapalus
  • 0 Comments
  • Brexit, FCA,
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10Oct2018

News : FCA publishes its first consultation paper CP18/28 about changes to the Handbook & Binding Technical Standards regarding Brexit

The FCA has published its proposals (Consultation Paper CP18/28) on how it proposes to amend its Handbook and the EU derived binding technical standards (BTS) if the UK leaves the EU without an implementation period in place. A PDF of the Paper can be downloaded here : CP18/28. Read further details here.
  • 10 Oct, 2018
  • Quinapalus
  • 0 Comments
  • Brexit, FCA,
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01Aug2018

News : FCA publishes its Consultation Paper CP18/22 regarding Handbook changes to reflect the EU Securitisation Regulation

The Securitisation Regulation and related amendment to the Capital Requirements Regulation (CRR) entered into force on 18 January 2018. Most of their provisions will come into effect on 1 January 2019. The FCA is consulting on a number of changes to ensure that the Handbook is consistent with the directly applicable EU Securitisation Regulation and
  • 1 Aug, 2018
  • Quinapalus
  • 0 Comments
  • Capital Requirement Regulation, CRR, FCA, Securitisation Regulation,
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04Jul2018

News : FCA publishes Policy Statements regarding extending the Senior Managers & Certification Regime to both FCA firms and Insurers (Policy Statements PS18/14 & PS18/15)

The FCA has published two Policy Statements regarding extending the Senior Managers & Certification Regime (SM&CR) to both FCA Firms (PS18/14) and Insurers (PS18/15). The statement for FCA Firms in PDF can be downloaded here : PS18/14 The statement for Insurers in PDF can be downloaded here : PS18/15
  • 4 Jul, 2018
  • Quinapalus
  • 0 Comments
  • FCA, Insurance, insurers, Senior Managers and Certification Regime, SM&CR,
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05Apr2018

News : FCA publishes consultation paper CP18/9 regarding improving the competition in the UK’s asset management industry

The FCA has published the latest step (Consultation Paper CP18/9) in its response to the concerns identified through its asset management market study, as part of a package of remedies to ensure fund managers compete on the value they deliver and continue to act on the best interests of their customers. Read further details here.
  • 5 Apr, 2018
  • Quinapalus
  • 0 Comments
  • Asset Management, FCA,
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28Mar2018

News : FCA makes statement on EU withdrawal following the March European Council

The FCA has welcomed the the agreement reached on the terms of an implementation period that will apply following the UK’s withdrawal from the European Union. The implementation period is intended to operate from 29 March 2019 until the end of December 2020, during which time European Union law would remain applicable in the United Kingdom,
  • 28 Mar, 2018
  • Quinapalus
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  • Brexit, EU, FCA,
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12Mar2018

News : FCA publishes discussion paper on transforming culture in financial services

The FCA has published a discussion paper on transforming culture in financial services which presents views from academics and industry thought leaders. The paper is intended to provide a basis for stimulating further debate on transforming culture in the sector. The FCA would like all those with an interest in financial services to consider the issues
  • 12 Mar, 2018
  • Quinapalus
  • 0 Comments
  • FCA,
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