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30Oct2019: News : FCA Publishes newsletter, Market Watch 62

The FCA has published its newsletter, Market Watch 62, sharing their concerns about ‘personal account dealing’ (PAD) by employees in authorised firms. A PDF of the Newsletter can be downloaded here : MW62

30 Oct, 2019
Quinapalus
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PAD, Personal Account Dealing,

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30Oct2019: News : FCA Publishes Handbook Notice 70

The FCA has published Handbook Notice 70 in relation to the following instrument titles : Fees (Misc Amendments) / Supervision Manual (Reporting) / Conduct of Business Sourcebook (Retirement Outcomes) / Mortgages (Regulatory Reporting) / Overdrafts (Information & Tools). A PDF of the Handbook Notice can be downloaded here : HN70

30 Oct, 2019
Quinapalus
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FCA, FCA Hanbook,

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