Archive

29Mar2019

News : FCA Publishes Policy Statement, PS19/9

The FCA has published a new Policy Statement (PS19/9) about the application of the Senior Managers & Certification Regime (SM&CR) to Claims Management Companies. A PDF of the Statement can be downloaded here : PS19/9
  • 29 Mar, 2019
  • Quinapalus
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  • FCA, Senior Managers and Certification Regime, SM&CR,
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08Mar2019

News : FCA Publishes Final Guidance, FG19/2

The FCA has published Final Guidance (FG19/2) to provide practical assistance and information to solo-regulated firms when preparing their Statements of Responsibilities for the Senior Managers & Certification Regime (SM&CR). A PDF of the Guidance can be downloaded here : FG19/2
  • 8 Mar, 2019
  • Quinapalus
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  • FCA, Senior Managers and Certification Regime, SM&CR,
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