Archive

28Jan2019

News : FCA Publishes Consultation Paper, CP19/6

The FCA has published its Consultation Paper (CP19/6) seeking feedback about the changes planned to make to the FCA Handbook to align it with the EU Prospectus Regulation. A PDF of the Paper can be downloaded here : CP16/6
  • 28 Jan, 2019
  • Quinapalus
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  • EU Prospectus Regulation, FCA,
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23Jan2019

News : FCA publishes Consultation Paper, CP19/4

The FCA has published its Consultation Paper (CP19/4) seeking responses to their proposals concerning various areas within the Senior Managers & Certification Regime (SM&CR).   Responses are required by 23 April 2019.  A new Policy Statement is then expected in Q3, 2019. A PDF of the Paper can be downloaded here : CP19/4
  • 23 Jan, 2019
  • Quinapalus
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  • FCA, Senior Managers and Certification Regime, SM&CR,
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