Archive

31Jul2016

Blog : Over-egging the Pudding?

A good friend was recently recounting, over a couple of pints, a newly discovered burden of having a small business within the financial sector.   We were sitting in a pub near to his offices where he runs his wealth management company from two small rooms.  Based in the centre of a small provincial town just
  • 31 Jul, 2016
  • Quinapalus
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  • BCP, Business Continuity, FCA,
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29Jul2016

News : FCA Publishes Second Consultation paper on MiFID II Implementation

The Financial Conduct Authority (FCA) has published a second consultation paper (CP16/19) covering a range of issues including position limits and reporting for commodity derivatives, systems and controls requirements for firms providing MiFID investments services, fees and client asset protections. Responses are required by 28th October 2016.  Read further details here.
  • 29 Jul, 2016
  • Quinapalus
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  • CP16/19, FCA, MiFID,
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