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16Jan2016

News : FCA publishes consultation paper, CP16/1, on the consequential changes to the Senior Managers Regime

The FCA sets out a number of technical rule changes to the Senior Managers & Certification Regime (SM&CR). These changes reflect the removal of the requirement on firms, as set out under section 64B(5) of the Financial Services and Markets Act 2000 (FSMA), to report known and suspected breaches of the Rules of Conduct to
  • 16 Jan, 2016
  • Quinapalus
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  • Senior Managers and Certification Regime, SM&CR,
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