Archive

28Dec2015

Blog : Is anyone going to plug the leak?

In what seems like a cross between a John le Carré novel and an episode from British sitcom, ‘Yes Minister’, the market’s approach to impending regulation concerning the payment for research is seemingly being influenced by a variety of leaked documents. These documents, emanating from ESMA and relating to the MiFID II, contain much detail
  • 28 Dec, 2015
  • Quinapalus
  • 0 Comments
  • ESMA, MiFID, Research,
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15Dec2015

News : FCA Publishes Consultation paper on MiFID II Implementation

The Financial Conduct Authority (FCA) has published a new consultation paper (CP15/43) setting out its MiFID II implementation proposals and seeking views on the proposed changes to the FCA Handbook. Responses are required by 8th March 2016. Read further details here.
  • 15 Dec, 2015
  • Quinapalus
  • 0 Comments
  • CP15/43, FCA, MiFID,
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