Archive

15Apr2015

News : FCA Regulation Round Up (April 2015)

April 2015 : FCA publishes its Regulation Round Up for April, 2015. This includes articles on: (i) hosting a Prudential Supervision Forum on Wednesday 13 May, targeted at both investment managers and stockbrokers , and (ii) seeking feedback, via a survey, on the FCA’s ‘Business Plan 2015/2016’. Select ‘Read more’, then read the Round Up
  • 15 Apr, 2015
  • Quinapalus
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10Apr2015

Blog : Another Straw for the Camel

When I read the headline, “Stress Testing Called for Asset Managers”, I immediately thought that some kindly soul was concerned about the mental well-being of our investment management fraternity after so many years of market and regulatory turbulence.   Expecting calls for Rorschach Tests,  Electrocardiograms and blood pressure checks, I read on.  I was wrong. No,
  • 10 Apr, 2015
  • Quinapalus
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