Archive

29Jul2014

News : FCA TR14/13

July 2014 : The FCA issues details of its thematic review on best execution and payment for order flow. As a result, all investment firms are expected to review the best execution processes. Select ‘Read more’, then read the report here.
  • 29 Jul, 2014
  • Quinapalus
  • 0 Comments
  • Best Execution, Dealing Commission, FCA, TR14/13,
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15Jul2014

News : FCA DP14/3

July 2014 : FCA issues a discussion paper supporting ESMA’s approach to limiting the use of client dealing commissions for paying for investment research.  Select ‘Read more’, then read the paper here.
  • 15 Jul, 2014
  • Quinapalus
  • 0 Comments
  • Dealing Commission, DP14/3, ESMA, FCA,
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